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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
CO RA APPROVED 2025-09-26
  • CO RA
    APPROVED
    Since 2025-09-26

Branch Locations

One Bryant Park, New York, NY 10036 • UNITED STATES

370 17Th St, Denver, CO 80202 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Denver CO 07/2025 Present
The L.S. Starrett Company Athol MA 08/2023 05/2024
Merrill Lynch, Pierce, Fenner & Smith Incorporated Denver CO 06/2024 08/2024
Phase Ii Carmel IN 05/2021 08/2021
Club At Holliday Farms Llp Zionsville IN 08/2021 11/2021
Club At Holliday Farms Llp Zionsville IN 05/2022 08/2022
Tropical Smoothie Company Brighton MI 08/2019 05/2020
Unemployed Carmel IN 01/2015 07/2019
Indianapolis University Purdue University Indianapolis West Lafayette IN 06/2020 05/2021
Dollar Tree Indianapolis IN 04/2020 08/2020
Purdue University West Lafayette IN 01/2022 05/2025
  • 07/2025 → Present
    Denver, CO
  • 08/2023 → 05/2024
    The L.S. Starrett Company
    Athol, MA
  • 06/2024 → 08/2024
    Denver, CO
  • 05/2021 → 08/2021
    Phase Ii
    Carmel, IN
  • 08/2021 → 11/2021
    Club At Holliday Farms Llp
    Zionsville, IN
  • 05/2022 → 08/2022
    Club At Holliday Farms Llp
    Zionsville, IN
  • 08/2019 → 05/2020
    Tropical Smoothie Company
    Brighton, MI
  • 01/2015 → 07/2019
    Unemployed
    Carmel, IN
  • 06/2020 → 05/2021
    Indianapolis University Purdue University Indianapolis
    West Lafayette, IN
  • 04/2020 → 08/2020
    Dollar Tree
    Indianapolis, IN
  • 01/2022 → 05/2025
    Purdue University
    West Lafayette, IN
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-09-26
  • S66 Uniform Combined State Law Examination
    2025-09-26
Other Names
  • Cj Smith

View on SEC IAPD

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