Wendy Jane Fredricks

Employer firm

Foundations Investment Advisors LLC CRD 175083

$10.1B regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 10/2013 → 06/2023
  Sased
  Lombard, IL
• 06/2023 → Present
  Guardian Estate Solutions
  Romeoville, IL
• 10/2025 → Present
  Foundations Investment Advisors Llc
  Phoenix, AZ

Other Businesses

1) GUARDIAN ESTATE SOLUTIONS; INVESTMENT RELATED; 515 ANDERSON DR, SUITE 100, ROMEOVILLE, IL 60446; INSURANCE SALES; INSURANCE AGENT; REVIEWING INSURANCE AND ANNUITY PLANS AND PROPOSING SOLUTIONS AS NEEDED; STARTED: 02/2024; DEDICATING 10% OF TIME TO INSURANCE 2) GUARDIAN ESTATE SOLUTIONS INC.; CHIEF OPERATING OFFICER; START DATE: JUN 10, 2026; 1900 SPRING ROAD STE 102 OAKBROOK IL 60523; WEBSITE ADDRESS: STE 100; THE ENTITY PROVIDES ESTATE ADMINISTRATION SUPPORT SERVICES IN PARTNERSHIP WITH FUNERAL HOMES TO ASSIST FAMILIES FOLLOWING A DEATH. SERVICES INCLUDE COORDINATION OF NON-LEGAL ESTATE SETTLEMENT TASKS SUCH AS CONTACTING SERVICE PROVIDERS, NOTIFYING FINANCIAL INSTITUTIONS, AND ASSISTING WITH REQUIRED DOCUMENTATION. MS. FREDRICKS OVERSEES OPERATIONS, CONDUCTS CLIENT UPDATE MEETINGS, AND SERVES AS PRIMARY POINT OF CONTACT WITH OUTSIDE PROFESSIONALS INCLUDING ATTORNEYS, ACCOUNTANTS, AND REALTORS; YES; NO; YES; APPROXIMATELY 80 HOURS PER MONTH; YES; N/A; YES; YES

Exams

• S65 Uniform Investment Adviser Law Examination
  2025-11-12

Other Names

• Wendy Jane Greshammer