Sean Mchugh

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Educational seminars
PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

Current Employers

Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2026-02-11
NY	RA	APPROVED	2026-01-12

TX RA
APPROVED

Since 2026-02-11
NY RA
APPROVED

Since 2026-01-12

Branch Locations

41 Veterans Memorial Hwy, Commack, NY 11725 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Redefine Meal Prep	Lake Grove	NY	08/2023	07/2024
Equitable Advisors	Woodbury	NY	05/2023	11/2023
Wieland Landscaping Corp	East Islip	NY	06/2021	09/2021
Tiki Action Park	Centereach	NY	03/2018	08/2023
Chimera Securities	New York	NY	09/2024	06/2025
Sachem High School East	Farmingville	NY	08/2016	05/2020
Unemployed	Farmingville	NY	07/2025	09/2025
Equitable Advisors, Llc.	New York	NY	09/2025	11/2025
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Selden	NY	12/2025	Present
Bank Of America, N.A.	Selden	NY	01/2026	Present

08/2023 → 07/2024

Redefine Meal Prep

Lake Grove, NY
05/2023 → 11/2023

Equitable Advisors

Woodbury, NY
06/2021 → 09/2021

Wieland Landscaping Corp

East Islip, NY
03/2018 → 08/2023

Tiki Action Park

Centereach, NY
09/2024 → 06/2025

Chimera Securities

New York, NY
08/2016 → 05/2020

Sachem High School East

Farmingville, NY
07/2025 → 09/2025

Unemployed

Farmingville, NY
09/2025 → 11/2025

Equitable Advisors, Llc.

New York, NY
12/2025 → Present

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Selden, NY
01/2026 → Present

Bank Of America, N.A.

Selden, NY

Previous Registrations

2025-09-29 → 2025-12-04

Equitable Advisors, Llc

Melville, NY

Farmingville, NY

Melville, NY

Other Businesses

I*3403268 Entity Type: Entity For Profit Name of OBA: Target Address: Selden, New York, 11784 Investment Related: No Position, Title, Association: Other Employee Start Date: 12/08/2025 Number of Hours: 0, Yearly Number of Hours during trading: 0, Yearly Duties: Cover Christmas gifts expense. Stock Shelves.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2025-08-06

S66 Uniform Combined State Law Examination

2025-08-06

View on SEC IAPD