Lisa Michele Eaton

Employer firm

Firm Footing Financial Planning CRD 331798

24 advisory clients

Reported services (Item 5G)

• Financial planning

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 11/2023 → Present
  Leece Fp Llc
  Seattle, WA
• 07/2013 → 03/2024
  Cascade Dizziness Physical Therapy
  Seattle, WA
• 11/2023 → Present
  Cpa Dream Team
  Centennial, CO

Other Businesses

Lisa Eaton is a Tax Preparer with CPA Dream Team. In this position, Lisa Eaton provides tax accounting services to individuals and businesses. During February, March, and April, Lisa Eaton devotes approximately 30 hours per week of her time, all of which is during trading hours. For the remainder of the year, Lisa Eaton devotes approximately 5 hours per week to the activity, all of which occur during trading hours. The address for CPA Dream Team is 7063 S Grape Way, Centennial, CO 80122 and the nature of this business is tax preparation for 1040, 1120-S and 1065s. Lisa Eaton started this position on December 1, 2023. This activity is not investment related. This creates a conflict of interest because Lisa Eaton has an incentive to refer Clients between CPA Dream Team and FFF, although neither party receives compensation for Client referrals. To mitigate the existence of this conflict, as a fiduciary Lisa Eaton has a duty to act solely in the best interests of each Client and will only recommend services appropriate to the Client's circumstances. Clients are under no obligation to act upon the recommendations. In addition, Clients utilizing services of both entities will engage and remit payment to each business separately.

Exams

• S65 Uniform Investment Adviser Law Examination
  2024-03-27