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4600 S. Syracuse Street Suite 650, Denver, CO 80237 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2026-02-23 |
Branch Locations
5039 Main St. #5, Shallotte, NC 28470 • United States
4600 S. Syracuse Street Suite 650, Denver, CO 80237 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Equitable Advisors, Llc | New York | NY | 07/2024 | 05/2025 |
| Solution Tree | Bloomington | IN | 05/2024 | 07/2024 |
| Cs Property Management | Bloomington | IN | 05/2017 | 05/2021 |
| Comprehensive Financial Consultants | Bloomington | IN | 05/2021 | 05/2023 |
| Guys And Dollies | Bloomington | IN | 05/2021 | 05/2021 |
| United States Army | Fort Sill | OK | 10/2023 | 03/2024 |
| North Carolina National Guard | Winstom-Salem | NC | 03/2024 | Present |
| Ready And Abel Construction | Bloomington | IN | 05/2023 | 10/2023 |
| Monroe County Community School Operation | Bloomington | IN | 06/2020 | 11/2020 |
| Electric Plus | Bloomington | IN | 02/2019 | 07/2019 |
| Baldy's Pizzeria | Bloomington | IN | 01/2017 | 07/2017 |
| Student | Bloomington | IN | 05/2014 | 05/2017 |
| B&L It Services | Bloomington | IN | 04/2020 | 04/2020 |
| B&L It Services | Bloomington | IN | 11/2020 | 11/2020 |
| B&L It Services | Bloomington | IN | 11/2022 | 11/2022 |
| Summer 1 Llc | Wilmington | NC | 07/2024 | 07/2024 |
| Symphony One Capital Management, Llc | Dallas | TX | 05/2025 | 02/2026 |
| Buck Financial Services - Outerbanks | Honolulu | HI | 02/2026 | Present |
| Buck Wealth Strategies | Honolulu | HI | 02/2026 | Present |
| Madison Avenue Securities | San Diego | CA | 02/2026 | Present |
| E.A. Buck Insurance Inc. Dba E.A. Buck Financial Services | Honolulu | HI | 02/2026 | Present |
1) Name: Buck Financial Services - Outerbanks; Investment Related: Yes; Address: 55 Merchant St Suite 2100, Honolulu, HI 96813; Nature of the Business: Investment and Insurance Services; Position: Employee; Hours Per Week: 40 Hours. 2) Name: Buck Wealth Strategies; Investment Related: Yes; Address: 55 Merchant St Suite 2100, Honolulu, HI 96813; Nature of the Business: Registered Investment Adviser Engaged in Asset Management Services; Position: Investment Advisor Representative; Hours Per Week: 40 Hours. 3) Name: E.A. Buck Insurance Inc.; Investment Related: Yes; Address: 55 Merchant St Suite 2100, Honolulu, HI 96813; Nature of the Business: Insurance Sales; Position: Insurance Agent; Hours Per Week: 40 Hours 4) Name: Army North Carolina National Guard; Investment Related: No; Nature of the Business: Supervise and Mentor 20 Soldiers; Position: Platoon Leader; Hours Per Week: 2 Hours 5) Name: Madison Avenue Securities; Investment Related: Yes; Nature of the Business: Broker Dealer; Position: Registered Representative; Hours Per Week: 40 Hours
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2024-05-24 |
| S65 | Uniform Investment Adviser Law Examination | 2023-08-14 |
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