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Current Employers
Buck Wealth Strategies, Llc

4600 S. Syracuse Street Suite 650, Denver, CO 80237 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2026-02-23
  • NC RA
    APPROVED
    Since 2026-02-23

Branch Locations

5039 Main St. #5, Shallotte, NC 28470 • United States

4600 S. Syracuse Street Suite 650, Denver, CO 80237 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Equitable Advisors, Llc New York NY 07/2024 05/2025
Solution Tree Bloomington IN 05/2024 07/2024
Cs Property Management Bloomington IN 05/2017 05/2021
Comprehensive Financial Consultants Bloomington IN 05/2021 05/2023
Guys And Dollies Bloomington IN 05/2021 05/2021
United States Army Fort Sill OK 10/2023 03/2024
North Carolina National Guard Winstom-Salem NC 03/2024 Present
Ready And Abel Construction Bloomington IN 05/2023 10/2023
Monroe County Community School Operation Bloomington IN 06/2020 11/2020
Electric Plus Bloomington IN 02/2019 07/2019
Baldy's Pizzeria Bloomington IN 01/2017 07/2017
Student Bloomington IN 05/2014 05/2017
B&L It Services Bloomington IN 04/2020 04/2020
B&L It Services Bloomington IN 11/2020 11/2020
B&L It Services Bloomington IN 11/2022 11/2022
Summer 1 Llc Wilmington NC 07/2024 07/2024
Symphony One Capital Management, Llc Dallas TX 05/2025 02/2026
Buck Financial Services - Outerbanks Honolulu HI 02/2026 Present
Buck Wealth Strategies Honolulu HI 02/2026 Present
Madison Avenue Securities San Diego CA 02/2026 Present
E.A. Buck Insurance Inc. Dba E.A. Buck Financial Services Honolulu HI 02/2026 Present
  • 07/2024 → 05/2025
    New York, NY
  • 05/2024 → 07/2024
    Solution Tree
    Bloomington, IN
  • 05/2017 → 05/2021
    Cs Property Management
    Bloomington, IN
  • 05/2021 → 05/2023
    Comprehensive Financial Consultants
    Bloomington, IN
  • 05/2021 → 05/2021
    Guys And Dollies
    Bloomington, IN
  • 10/2023 → 03/2024
    United States Army
    Fort Sill, OK
  • 03/2024 → Present
    North Carolina National Guard
    Winstom-Salem, NC
  • 05/2023 → 10/2023
    Ready And Abel Construction
    Bloomington, IN
  • 06/2020 → 11/2020
    Monroe County Community School Operation
    Bloomington, IN
  • 02/2019 → 07/2019
    Electric Plus
    Bloomington, IN
  • 01/2017 → 07/2017
    Baldy's Pizzeria
    Bloomington, IN
  • 05/2014 → 05/2017
    Student
    Bloomington, IN
  • 04/2020 → 04/2020
    B&L It Services
    Bloomington, IN
  • 11/2020 → 11/2020
    B&L It Services
    Bloomington, IN
  • 11/2022 → 11/2022
    B&L It Services
    Bloomington, IN
  • 07/2024 → 07/2024
    Summer 1 Llc
    Wilmington, NC
  • 05/2025 → 02/2026
    Dallas, TX
  • 02/2026 → Present
    Buck Financial Services - Outerbanks
    Honolulu, HI
  • 02/2026 → Present
    Buck Wealth Strategies
    Honolulu, HI
  • 02/2026 → Present
    Madison Avenue Securities
    San Diego, CA
  • 02/2026 → Present
    E.A. Buck Insurance Inc. Dba E.A. Buck Financial Services
    Honolulu, HI
Previous Registrations
Other Businesses

1) Name: Buck Financial Services - Outerbanks; Investment Related: Yes; Address: 55 Merchant St Suite 2100, Honolulu, HI 96813; Nature of the Business: Investment and Insurance Services; Position: Employee; Hours Per Week: 40 Hours. 2) Name: Buck Wealth Strategies; Investment Related: Yes; Address: 55 Merchant St Suite 2100, Honolulu, HI 96813; Nature of the Business: Registered Investment Adviser Engaged in Asset Management Services; Position: Investment Advisor Representative; Hours Per Week: 40 Hours. 3) Name: E.A. Buck Insurance Inc.; Investment Related: Yes; Address: 55 Merchant St Suite 2100, Honolulu, HI 96813; Nature of the Business: Insurance Sales; Position: Insurance Agent; Hours Per Week: 40 Hours 4) Name: Army North Carolina National Guard; Investment Related: No; Nature of the Business: Supervise and Mentor 20 Soldiers; Position: Platoon Leader; Hours Per Week: 2 Hours 5) Name: Madison Avenue Securities; Investment Related: Yes; Nature of the Business: Broker Dealer; Position: Registered Representative; Hours Per Week: 40 Hours

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2024-05-24
S65 Uniform Investment Adviser Law Examination 2023-08-14
  • S63 Uniform Securities Agent State Law Examination
    2024-05-24
  • S65 Uniform Investment Adviser Law Examination
    2023-08-14
Other Names
  • Trent William Richardson
  • Trent Richardson

View on SEC IAPD

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