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34 Fountain Square Plaza Md 1090Xb, Cincinnati, OH 45263 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| KY | RA | APPROVED | 2024-10-31 |
Branch Locations
100 Lawson Drive, Georgetown, KY 40324 • United States
2295 Nicholasville Rd., Lexington, KY 40503 • United States
2051 Pleasant Ridge Drive, Lexington, KY 40509 • United States
1005 Us Highway 27 South, Cynthiana, KY 41031 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Fifth Third Bank | Florence | KY | 08/2021 | Present |
| Joseph A Bank | Cincinnati | OH | 08/2012 | 08/2021 |
| Fifth Third Securities | Florence | KY | 05/2024 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2024-10-31 |
| S63 | Uniform Securities Agent State Law Examination | 2024-08-12 |
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