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5916 Covington Rd, Fort Wayne, IN 46804 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IN | RA | APPROVED | 2024-06-04 |
Branch Locations
5916 Covington Rd, Fort Wayne, IN 46804 • United States
1344 S. Rangeline Rd. Suite 202, Carmel, IN 46032 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| University Of Alabama At Birmingham | Birmingham | AL | 01/2016 | 12/2018 |
| Riverview Health | Noblesville | IN | 02/2019 | 02/2022 |
| Ascension - St. Vincent | Indianapolis | IN | 02/2019 | 09/2022 |
| Indiana University Health | Indianapolis | IN | 10/2022 | Present |
| Howard Bailey Securities | Indianapolis | IN | 03/2024 | Present |
My wife has an LLC for her company "Creative Custom Framing" which is a professional framing business. My wife is the "Registered Agent" of the LLC and I am listed as a "Governing Person". I have very no involvement in the operations of the business. The business is located at 1326 Alimingo Drive, Indianapolis, IN 46260. The business is not investment-related. I have no position in the business other than being listed on the LLC, my wife does everything for the business. The business originated in June of 2021. I devote zero hours a week to the business. HOWARD BAILEY, INVESTMENT RELATED, LICENSED INSURANCE AGENT, 50% OF HIS TIME PER MONTH. RECOMMENDS AND SELLS INSURANCE PRODUCTS TO CLIENTS AND RECEIVES COMMISSIONS FROM INSURANCE SALES. CLIENTS ARE NOT REQUIRED TO PURCHASE RECOMMENDED INSURANCE PRODUCTS THROUGH THE REPRESENTATIVE AND MAY PURCHASE SUCH PRODUCTS FROM UNAFFILIATED INSURANCE AGENTS.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2024-05-30 |
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