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1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IA | RA | APPROVED | 2020-06-15 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Voya Financial Advisors | Pocahontas | IA | 09/2014 | 06/2020 |
| Cambridge Investment Research, Inc. | Fairfield | IA | 06/2020 | Present |
| Cambridge Investment Research Advisors, Inc. | Fairfield | IA | 06/2020 | Present |
1. CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA. INV REL-20/WK-20/TRADING 06/15/20 2. FIRST CHOICE FINANCIAL SERVICES, 206 N MAIN STREET, POCAHONTAS, IA, INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES, 04/19/99, MANAGER, NIR, 3/WK- 3/TRADING 3. MCQUEEN SIX, LLC, 304 NW 13TH STREE, POCAHONTAS, IA, FAMILY FARM OPERATION, 08/01/13, NIR, 1/MO- 0/TRADING 4. FIRST CHOICE FINANCIAL SERVICES CORPORATION, 206 N MAIN STREET, POCAHONTAS, IA, BOARD MEMBER OF A NON-PUBLIC ENTITY, 01/27/11, SECRETARY OF THE BOARD, 2 HR/MO- 1/TRADING HR
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2006-01-24 |
| S63 | Uniform Securities Agent State Law Examination | 1999-05-18 |
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