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Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
ID RA APPROVED 2026-04-13
  • ID RA
    APPROVED
    Since 2026-04-13

Branch Locations

708 Main St Ste 202, Caldwell, ID 83605 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Picabo Street Academy Park City UT 08/2017 08/2018
University Of Utah Salt Lake City UT 10/2021 05/2023
Spotlight.XYz Ca CA 05/2023 11/2023
Hometown Sports Inc. Id ID 12/2020 01/2021
Snowbird Sports Education Foundation Ut UT 11/2023 05/2024
Starbucks Coffee Company Wa WA 08/2018 03/2020
University Of Utah -Ut UT 04/2021 07/2021
University Of Utah -Ut UT 03/2020 12/2020
Fidelity Investments Salt Lake City UT 05/2024 03/2026
Joseph B. Scott Id ID 05/2016 08/2017
Personnel Management Corp.| Ut UT 07/2021 10/2021
Mccall Winter Sports Club Id ID 01/2021 04/2021
Raymond James Financial Services, Inc. Caldwell ID 04/2026 Present
Raymond James Financial Services Advisors, Inc. Caldwell ID 04/2026 Present
Strategic Advisors Salt Lake City UT 06/2025 03/2026
  • 08/2017 → 08/2018
    Picabo Street Academy
    Park City, UT
  • 10/2021 → 05/2023
    University Of Utah
    Salt Lake City, UT
  • 05/2023 → 11/2023
    Spotlight.XYz
    Ca, CA
  • 12/2020 → 01/2021
    Hometown Sports Inc.
    Id, ID
  • 11/2023 → 05/2024
    Snowbird Sports Education Foundation
    Ut, UT
  • 08/2018 → 03/2020
    Starbucks Coffee Company
    Wa, WA
  • 04/2021 → 07/2021
    University Of Utah
    -Ut, UT
  • 03/2020 → 12/2020
    University Of Utah
    -Ut, UT
  • 05/2024 → 03/2026
    Fidelity Investments
    Salt Lake City, UT
  • 05/2016 → 08/2017
    Joseph B. Scott
    Id, ID
  • 07/2021 → 10/2021
    Personnel Management Corp.|
    Ut, UT
  • 01/2021 → 04/2021
    Mccall Winter Sports Club
    Id, ID
  • 04/2026 → Present
    Raymond James Financial Services, Inc.
    Caldwell, ID
  • 04/2026 → Present
    Caldwell, ID
  • 06/2025 → 03/2026
    Strategic Advisors
    Salt Lake City, UT
Previous Registrations
Other Businesses

(1) Name of Business: Dunning Wealth Management Address: 708 Main St Ste 202, Caldwell , ID, 83605, United States Activity Type: Support Company - Non Owner Position/Title: Other Investment Related: No Start Date: 04/12/2026 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 41+ Description of duties: Operating as a registered associate of the firm, transitioning into an advisor role.\n (2) Name of Business: James Capital Address: 3531 S Lowerfork way, BOISE, ID, 83701, United States Activity Type: Support Company - Owner Position/Title: Other Investment Related: No Start Date: 06/28/2026 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Role in relation: Owner \nResponsibilities: Managing Expenses and Revenue

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-05-24
S63 Uniform Securities Agent State Law Examination 2024-09-06
  • S66 Uniform Combined State Law Examination
    2025-05-24
  • S63 Uniform Securities Agent State Law Examination
    2024-09-06
Other Names
  • Dalton James Swallow

View on SEC IAPD

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