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155 Seaport Blvd, Boston, MA 02210-2698 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CO | RA | APPROVED | 2025-07-01 |
| TX | RA | APPROVED | 2025-07-01 |
Branch Locations
6501 S Fiddlers Green Circle Ste 300 - 600, Greenwood Village, CO 80111-5039 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Trinity Consultants | Oakbrook Terrace | IL | 02/2019 | 06/2021 |
| Evonik Corporation | Garyville | LA | 09/2016 | 09/2018 |
| Wr Grace | Chicago | IL | 06/2021 | 03/2023 |
| Evonik Corporation | Blair | NE | 04/2014 | 09/2017 |
| Fidelity Investments | Greenwood Village | CO | 05/2024 | Present |
| Unemployed | Chicago | IL | 09/2018 | 02/2019 |
| Unemployed | Englewood | CO | 03/2023 | 04/2024 |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2025-06-26 |
| S63 | Uniform Securities Agent State Law Examination | 2024-09-06 |
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