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Nicholas Irving Ritter

Ubs Financial Services Inc.

Fort Lee, NJ

New York, NY

CRD 7930335

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Employer firm

Ubs Financial Services Inc. CRD 8174

$916B regulatory AUM 18,245 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2025-08-04
  • NY RA
    APPROVED
    Since 2025-08-04

Branch Locations

Fort Lee, NJ • United States

1285 Avenue Of The Americas 20Th Floor, New York, NY 10171 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
United States Army Somerset NJ 02/2017 02/2025
Guggenheim Securities New York NY 06/2024 10/2024
Ubs Financial Services New York NY 01/2025 Present
Fort Lee/Dumont High School Fort Lee/Dumont NJ 08/2014 06/2018
  • 02/2017 → 02/2025
    United States Army
    Somerset, NJ
  • 06/2024 → 10/2024
    Guggenheim Securities
    New York, NY
  • 01/2025 → Present
    Ubs Financial Services
    New York, NY
  • 08/2014 → 06/2018
    Fort Lee/Dumont High School
    Fort Lee/Dumont, NJ
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-06-06
  • S66 Uniform Combined State Law Examination
    2025-06-06

View on SEC IAPD

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