Alison Ainhi Williams

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/2023 → 12/2023
  Astute Electronics
  Austin, TX
• 09/2020 → 08/2023
  N.F. Smith And Associates
  Houston, TX
• 04/2020 → 08/2020
  Covid Layoffs - Unemployed
  Houston, TX
• 09/2019 → 03/2020
  Instafuel
  Austin, TX
• 02/2016 → 09/2019
  Sysco Foods
  Houston, TX
• 12/2023 → 03/2024
  Unemployed
  Austin, TX
• 03/2024 → Present
  This Happy Place Design Co.
  Friendswood, TX
• 06/2024 → Present
  Lpl Financial
  Houston, TX

Other Businesses

1) 04/29/2024 - WWA Investment Ventures - Business Entity For Tax/Investment Purposes Only - Austin, TX 78731 - Sole owner 2) 04/29/2024 - This Happy Place Design Co. - Co-owner and maintain books - 40 hrs/mth - Friendswood, TX 77546

Exams

• S66 Uniform Combined State Law Examination
  2024-09-24