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Cetera Investment Advisers LLC CRD 105644
$257B regulatory AUM 24,019 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WA | RA | APPROVED | 2026-03-31 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Mercer Island | WA | 10/2018 | Present |
| Unemployeed | Bellevue | WA | 07/2018 | 10/2018 |
| Great American Gaming Corporation | Seatac | WA | 02/2018 | 07/2018 |
| Unemployed | Bellevue | WA | 09/2015 | 02/2018 |
| Bank Of America, N.A. | Mercer Island | WA | 07/2024 | Present |
| East West Bank | Bellevue | WA | 03/2026 | Present |
| Cetera Investment Services Llc | St Cloud | MN | 03/2026 | Present |
| Cetera Investment Advisers Llc | Bellevue | WA | 03/2026 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2024-08-30 |
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