Best Investors Account Sign in
Inactive

Umbereen Mustafa

Prentice Wealth Management LLC

Rochester, NY

Claim This Profile
Current Employers
Prentice Wealth Management Llc

1150 Penfield Rd., Rochester, NY 14625 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2024-07-17
  • NY RA
    APPROVED
    Since 2024-07-17

Branch Locations

1150 Penfield Rd., Rochester, NY 14625 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Prentice Wealth Management Rochester NY 06/2024 Present
Pinckney Hugo Group Pittsford NY 02/2022 11/2023
Brandtatorship, Llc Rochester NY 08/2019 02/2022
Airflow Catalyst Systems, Inc. Wayland NY 12/2009 03/2022
Advanced Multi-Service Llc Webster NY 08/2006 03/2023
Unemployed Webster NY 11/2023 03/2024
Article Group Webster NY 04/2024 05/2024
  • 06/2024 → Present
    Prentice Wealth Management
    Rochester, NY
  • 02/2022 → 11/2023
    Pinckney Hugo Group
    Pittsford, NY
  • 08/2019 → 02/2022
    Brandtatorship, Llc
    Rochester, NY
  • 12/2009 → 03/2022
    Airflow Catalyst Systems, Inc.
    Wayland, NY
  • 08/2006 → 03/2023
    Advanced Multi-Service Llc
    Webster, NY
  • 11/2023 → 03/2024
    Unemployed
    Webster, NY
  • 04/2024 → 05/2024
    Article Group
    Webster, NY
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2024-07-17
  • S65 Uniform Investment Adviser Law Examination
    2024-07-17

View on SEC IAPD

Other Firms

MORGAN STANLEY
COMMONWEALTH FINANCIAL NETWORK
NOVEM GROUP
OSAIC WEALTH, INC.
EDELMAN FINANCIAL ENGINES
RISE ADVISORS, LLC
UBS FINANCIAL SERVICES INC.
MARINER

Other Investors

THERESA CLARE KENYON
JAMES HAROLD HARMAN
GEORGIANN VALLEE COLLINS
NICHOLAS J TAGLIARINO
AMY P STRUTT
HEATHER LYNN LUCAS
CHAD ROBERT JACOB
JASON ANTHONY MILNER

Other Offices

MORGAN STANLEY · Rochester, NY
COMMONWEALTH FINANCIAL NETWORK · ROCHESTER, NY
NOVEM GROUP · ROCHESTER, NY
OSAIC WEALTH, INC. · ROCHESTER, NY
EDELMAN FINANCIAL ENGINES · ROCHESTER, NY
RISE ADVISORS, LLC · ROCHESTER, NY
UBS FINANCIAL SERVICES INC. · ROCHESTER, NY
MARINER · Rochester, NY

More in Rochester, NY

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor