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William Lallathin

Strategic Advisers LLC

Covington, KY

New Richmond, OH

CRD 7929667

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Employer firm

Strategic Advisers LLC CRD 104555

$1.37T regulatory AUM 17,518 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (investment companies)
  • Portfolio management (institutions)
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Strategic Advisers Llc

155 Seaport Blvd, Boston, MA 02210-2698 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2025-10-07
KY RA APPROVED 2025-10-06
TX RA APPROVED 2025-10-06
  • OH RA
    APPROVED
    Since 2025-10-07
  • KY RA
    APPROVED
    Since 2025-10-06
  • TX RA
    APPROVED
    Since 2025-10-06

Branch Locations

100 Howe Drive, Covington, KY 41015-5000 • United States

New Richmond, OH • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Fidelity Investments Covington KY 05/2024 Present
Current Hr / Blair Tech Covington KY 06/2023 11/2023
Progressive Sales Solutions Oh OH 10/2013 04/2024
  • 05/2024 → Present
    Fidelity Investments
    Covington, KY
  • 06/2023 → 11/2023
    Current Hr / Blair Tech
    Covington, KY
  • 10/2013 → 04/2024
    Progressive Sales Solutions
    Oh, OH
Other Businesses

OBA-109704|OrgNmn:Progressive Sales Solutions|Org Addr:New Richmo,Ohio,US|OBA Nature:Provider of Communication skil|Invst Rel:N|Title:Sole Proprietor|Duties:I don't manage any projects with any clients at this time; nor do I intend to engage in any activity in this business. The exception would be|StrtDt:10-01-13|TotHrs/mon:0.01|TrdHrs/mon:0.01|

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-10-01
S63 Uniform Securities Agent State Law Examination 2024-08-16
  • S66 Uniform Combined State Law Examination
    2025-10-01
  • S63 Uniform Securities Agent State Law Examination
    2024-08-16

View on SEC IAPD

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