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Carter Farkas Gangl

Ubs Financial Services Inc.

Weehawken, NJ

CRD 7929577

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Employer firm

Ubs Financial Services Inc. CRD 8174

$916B regulatory AUM 18,245 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2025-04-23
  • NJ RA
    APPROVED
    Since 2025-04-23

Branch Locations

1000 & 1200 Harbor Blvd., Weehawken, NJ 07086 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
New York Life Securities, Llc Saddle Brook NJ 08/2024 01/2025
New York Life Insurance Saddle Brook NJ 06/2024 01/2025
College Achieve Public Schools Paterson NJ 08/2023 06/2024
Unemployed Mendham NJ 06/2023 07/2023
The Pennsylvania State University University Park PA 08/2019 05/2023
Maxar Technologies Herndon VA 05/2022 03/2023
Dotdash Meredith New York NY 06/2021 11/2021
Academy Of The Holy Angels Demarest NJ 09/2015 07/2019
Ubs Financial Services, Inc Weehawken NJ 01/2025 Present
  • 08/2024 → 01/2025
    New York Life Securities, Llc
    Saddle Brook, NJ
  • 06/2024 → 01/2025
    New York Life Insurance
    Saddle Brook, NJ
  • 08/2023 → 06/2024
    College Achieve Public Schools
    Paterson, NJ
  • 06/2023 → 07/2023
    Unemployed
    Mendham, NJ
  • 08/2019 → 05/2023
    The Pennsylvania State University
    University Park, PA
  • 05/2022 → 03/2023
    Maxar Technologies
    Herndon, VA
  • 06/2021 → 11/2021
    Dotdash Meredith
    New York, NY
  • 09/2015 → 07/2019
    Academy Of The Holy Angels
    Demarest, NJ
  • 01/2025 → Present
    Weehawken, NJ
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-04-22
  • S66 Uniform Combined State Law Examination
    2025-04-22
Other Names
  • Brianna Renee Gangl

View on SEC IAPD

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