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Sean E Flood

Raymond James & Associates, Inc.

Dallas, TX

Woodland Hills, CA

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Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-10-24
CA RA APPROVED 2024-11-08
  • TX RA
    APPROVED
    Since 2025-10-24
  • CA RA
    APPROVED
    Since 2024-11-08

Branch Locations

200 Crescent Court Suite 550, Dallas, TX 75201 • United States

6320 Canoga Ave Suite 900, Woodland Hills, CA 91367 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James & Associates, Inc. Dallas TX 06/2024 Present
California Milk Advisory Board San Luis Obispo CA 09/2023 06/2024
Agwest Farm Credit Ventura CA 06/2023 09/2023
The Home Depot San Luis Obispo CA 08/2022 11/2022
Target Goleta CA 06/2021 11/2021
California Polytechnic State University San Luis Obispo CA 09/2020 06/2024
Bishop Garcia Diego High School Santa Barbara CA 08/2016 06/2020
  • 06/2024 → Present
    Raymond James & Associates, Inc.
    Dallas, TX
  • 09/2023 → 06/2024
    California Milk Advisory Board
    San Luis Obispo, CA
  • 06/2023 → 09/2023
    Agwest Farm Credit
    Ventura, CA
  • 08/2022 → 11/2022
    The Home Depot
    San Luis Obispo, CA
  • 06/2021 → 11/2021
    Target
    Goleta, CA
  • 09/2020 → 06/2024
    California Polytechnic State University
    San Luis Obispo, CA
  • 08/2016 → 06/2020
    Bishop Garcia Diego High School
    Santa Barbara, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-11-06
  • S66 Uniform Combined State Law Examination
    2024-11-06

View on SEC IAPD

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