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Richard Schwarz

Strategic Advisers LLC

Fort Collins, CO

Fort Collins, CO

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Current Employers
Strategic Advisers Llc

155 Seaport Blvd, Boston, MA 02210-2698 • United States

Current Registrations

AuthorityCategoryStatusDate
CO RA APPROVED 2025-03-31
TX RA APPROVED 2025-03-31
  • CO RA
    APPROVED
    Since 2025-03-31
  • TX RA
    APPROVED
    Since 2025-03-31

Branch Locations

Fort Collins, CO • United States

3100 S. College Ave Suite 110, Fort Collins, CO 80525-2654 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Fidelity Brokerage Services Llc Huntington Station NY 04/2010 Present
Fidelity Personal And Workplace Advisors Boston MA 07/2018 Present
Fidelity Investments Boston MA 03/2025 Present
  • 04/2010 → Present
    Fidelity Brokerage Services Llc
    Huntington Station, NY
  • 07/2018 → Present
    Fidelity Personal And Workplace Advisors
    Boston, MA
  • 03/2025 → Present
    Fidelity Investments
    Boston, MA
Previous Registrations
  • 2018-07-13 → 2025-03-31
    Fidelity Personal And Workplace Advisors
    Boston, MA
    Fort Collins, CO
    Fort Collins, CO
  • 2017-06-29 → 2018-07-13
    Strategic Advisers Llc
    Broomfield, CO
  • 2007-08-29 → 2010-04-13
    Chase Investment Services Corp.
    East Northport, NY
  • 2006-05-31 → 2007-08-16
    Wamu Investments, Inc.
    La Mesa, CA
    San Diego, CA
    La Mesa, CA
Other Businesses

OBA-113480|OrgNmn:Assistant high school lacrosse coach|Org Addr:Fort Colli,Colorado,US|OBA Nature:Coach|Invst Rel:N|Title:assistant high school lacrosse co|Duties:assistant high school lacrosse coach|StrtDt:08-26-24|TotHrs/mon:40|TrdHrs/mon:0|

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-06-16
S65 Uniform Investment Adviser Law Examination 1999-01-25
S63 Uniform Securities Agent State Law Examination 1998-09-30
  • S66 Uniform Combined State Law Examination
    2017-06-16
  • S65 Uniform Investment Adviser Law Examination
    1999-01-25
  • S63 Uniform Securities Agent State Law Examination
    1998-09-30

View on SEC IAPD

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