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Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-06-17
  • TX RA
    APPROVED
    Since 2025-06-17

Branch Locations

3000 Schwab Way, Westlake, TX 76262 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Grand Canyon University Phoenix AZ 10/2022 04/2024
Dick's Sporting Goods Bloomington IL 05/2022 05/2023
Dairy Queen Bloomington IL 05/2020 08/2021
Young America Realty Normal IL 05/2023 08/2023
Charles Schwab & Co., Inc. Westlake TX 06/2024 Present
Unemployed Normal IL 08/2021 05/2022
Unemployed Normal IL 04/2016 05/2020
Unemployed Normal IL 05/2022 10/2022
Charles Schwab Bank, Ssb Westlake TX 04/2026 Present
  • 10/2022 → 04/2024
    Grand Canyon University
    Phoenix, AZ
  • 05/2022 → 05/2023
    Dick's Sporting Goods
    Bloomington, IL
  • 05/2020 → 08/2021
    Dairy Queen
    Bloomington, IL
  • 05/2023 → 08/2023
    Young America Realty
    Normal, IL
  • 06/2024 → Present
    Westlake, TX
  • 08/2021 → 05/2022
    Unemployed
    Normal, IL
  • 04/2016 → 05/2020
    Unemployed
    Normal, IL
  • 05/2022 → 10/2022
    Unemployed
    Normal, IL
  • 04/2026 → Present
    Charles Schwab Bank, Ssb
    Westlake, TX
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-06-17
S63 Uniform Securities Agent State Law Examination 2025-03-20
  • S66 Uniform Combined State Law Examination
    2025-06-17
  • S63 Uniform Securities Agent State Law Examination
    2025-03-20
Other Names
  • Sam Walker

View on SEC IAPD

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