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Gilbert Keith Neighbors

Private Advisor Group, LLC

Huntsville, AL

Morristown, NJ

CRD 3221199

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Employer firm

Private Advisor Group, LLC CRD 155216

$44.3B regulatory AUM 1,033 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers
Private Advisor Group, Llc

305 Madison Avenue, Morristown, NJ 07960 • United States

Current Registrations

AuthorityCategoryStatusDate
AL RA APPROVED 2017-11-07
  • AL RA
    APPROVED
    Since 2017-11-07

Branch Locations

200 Clinton Avenue Suite 400, Huntsville, AL 35801 • United States

305 Madison Avenue, Morristown, NJ 07960 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Huntsville AL 05/2009 11/2016
Wells Fargo Clearing Services, Llc Huntsville AL 11/2016 10/2017
Lpl Financial, Llc Huntsville AL 10/2017 Present
Private Advisor Group, Llc Huntsville AL 11/2017 Present
Previous Registrations
Other Businesses

1. 11/03/2017 - KEITH NEIGHBORS LLC/ BUSINESS ENTITY FOR TAX, INVESTMENT PURPOSES ONLY/ 0%/ HUNTSVILLE, AL 2. 11/03/2017 - NEIGHBORS WEALTH MANAGEMENT GROUP/ DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS)/ 75%/ HUNTSVILLE, AL 3. 11/7/2017 - Private Advisor Group - DBA: (Hybrid) Neighbors Wealth Management Group - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - Start Date:11/03/2017 - 120 Hours Per Month/8 Hours During Trading - Time Spent: 75% - I provide investment advisory services through Private Advisor Group, an independent investment advisor firm. I started this business activity on 11/07/2017. I expect to spend approximately 120 hours/month on this activity. Please see the advisory firms Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 4. 11/7/2017 - Private Advisor Group LLC - DBA: (Hybrid) Private Advisor Group - Investment Related - At Reported Business Location(s) - Registered Investment Advisor - Start Date:11/03/2017 - 120 Hours Per Month/8 Hours During Trading - Time Spent: 75% - I provide investment advisory services through Private Advisor Group, an independent investment advisor firm. I started this business activity on 11/07/2017. I expect to spend approximately 120 hours/month on this activity. Please see the advisory firms Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 5. 6/22/2018 - Alliance Group - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Start Date:07/01/2018 - 10 Hours Per Month/0 Hours During Trading.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-07-13
S63 Uniform Securities Agent State Law Examination 1999-06-30
  • S65 Uniform Investment Adviser Law Examination
    1999-07-13
  • S63 Uniform Securities Agent State Law Examination
    1999-06-30
Other Names
  • Keith Neighbors

View on SEC IAPD

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