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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| DE | RA | APPROVED | 2026-05-14 |
| PA | RA | APPROVED | 2025-09-26 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wonderland Pier | Ocean City | NJ | 06/2017 | 08/2017 |
| Kennett Square Golf And Country Club | Kennett Square | PA | 06/2018 | 08/2019 |
| Temple University | Philadelphia | PA | 08/2019 | 05/2025 |
| Dealerflex | West Chester | PA | 12/2020 | 12/2023 |
| Financial House | Wilmington | DE | 05/2024 | Present |
| Kennett High School | Kennett Square | PA | 08/2015 | 06/2019 |
| Lpl Financial Llc | Wilmington | DE | 05/2024 | Present |
1. 07/2025 - Financial House Advisors, LLC - DBA for LPL Business (entity for LPL business) - Investment Related - 130 Hour(s)/Month - 6.5 Hour(s) During Trading - At Reported business location(s) - OBA Start Date: 07/29/2025
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2025-09-26 |
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