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Christopher Michael Rice

Sei Investments Management Corp

Oaks, PA

CRD 3221078

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Employer firm

Sei Investments Management Corp CRD 105146

$216B regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (investment companies)
  • Portfolio management (pooled vehicles)
  • Portfolio management (institutions)
  • Pension consulting

From the firm’s Form ADV. Read the guides:

Current Employers
Sei Investments Management Corp

One Freedom Valley Drive, Oaks, PA 19456 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2007-09-25
  • PA RA
    APPROVED
    Since 2007-09-25

Branch Locations

One Freedom Valley Drive, Oaks, PA 19456 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Sei Investments Oaks PA 04/1999 Present
Sei Investment Management Co. Oaks PA 07/2007 Present
  • 04/1999 → Present
    Sei Investments
    Oaks, PA
  • 07/2007 → Present
    Sei Investment Management Co.
    Oaks, PA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2007-09-24
S63 Uniform Securities Agent State Law Examination 2002-03-08
  • S65 Uniform Investment Adviser Law Examination
    2007-09-24
  • S63 Uniform Securities Agent State Law Examination
    2002-03-08
Other Names
  • Christopher M Rice

View on SEC IAPD

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