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Anna Lynn Santini

Rwm Asset Management, LLC

New Bloomfield, PA

Newport, PA

CRD 7927999

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Employer firm

Rwm Asset Management, LLC CRD 130468

$35.4M regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)

From the firm’s Form ADV. Read the guides:

Current Employers
Rwm Asset Management, Llc

17 East Main Street, New Bloomfield, PA 17068 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2024-06-13
  • PA RA
    APPROVED
    Since 2024-06-13

Branch Locations

17 East Main Street, New Bloomfield, PA 17068 • United States

Newport, PA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
North Mountain Pastures Newport PA 09/2009 Present
Kitchen Table Consultants Newport PA 06/2017 08/2020
Rwm Asset Management, Llc New Bloomfield PA 01/2023 Present
  • 09/2009 → Present
    North Mountain Pastures
    Newport, PA
  • 06/2017 → 08/2020
    Kitchen Table Consultants
    Newport, PA
  • 01/2023 → Present
    New Bloomfield, PA
Other Businesses

Tuscarora Training Center LLC Not investment related 350 Fickes Ln Newport PA 17074 Jiu Jitsu Gym Member Owner Start Date: December 2023 Approximate hours/month: 50 Approximate hours/month during securities trading hours: 10 Duties: Administration, accounting, member billing and communications

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2024-04-27
  • S65 Uniform Investment Adviser Law Examination
    2024-04-27

View on SEC IAPD

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