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Employer firm

Ameriprise Financial Services, LLC CRD 6363

$660B regulatory AUM 124,349 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2026-01-05
NV RA APPROVED 2025-01-21
  • TX RA
    APPROVED
    Since 2026-01-05
  • NV RA
    APPROVED
    Since 2025-01-21

Branch Locations

Henderson, NV • United States

Henderson, NV • United States

3883 Howard Hughes Pkwy Ste 300, Las Vegas, NV 89169-0968 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Llc Las Vegas NV 05/2024 Present
Unemployed Henderson NV 04/2024 05/2024
University Of Las Vegas Nevada Las Vegas NV 08/2020 12/2021
College Of Southern Nevada Henderson NV 08/2017 12/2020
Lululemon Athletica Henderson NV 11/2019 04/2024
Republic Electric Las Vegas NV 05/2016 02/2017
Coronado High School Henderson NV 08/2014 05/2017
  • 05/2024 → Present
    Las Vegas, NV
  • 04/2024 → 05/2024
    Unemployed
    Henderson, NV
  • 08/2020 → 12/2021
    University Of Las Vegas Nevada
    Las Vegas, NV
  • 08/2017 → 12/2020
    College Of Southern Nevada
    Henderson, NV
  • 11/2019 → 04/2024
    Lululemon Athletica
    Henderson, NV
  • 05/2016 → 02/2017
    Republic Electric
    Las Vegas, NV
  • 08/2014 → 05/2017
    Coronado High School
    Henderson, NV
Other Businesses

Other Business Activities; DJ; I am a DJ and music producer. I get independently hired by companies to DJ parties in Las Vegas. Usually minimum $100/hr.; 294 Windsong Echo Dr, , henderson, NV, 89012; Not Investment-Related; 03/26/2022; 1 to 9 hours per month; 0 during trading hours.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2025-01-06
S63 Uniform Securities Agent State Law Examination 2024-12-09
  • S65 Uniform Investment Adviser Law Examination
    2025-01-06
  • S63 Uniform Securities Agent State Law Examination
    2024-12-09
Other Names
  • Edwin Kugler
  • Edwin Kugler

View on SEC IAPD

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