Christine Sivak

Employer firm

Seia CRD 108163

$22.5B regulatory AUM 114 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2012 → 04/2021
  Securities America, Inc
  Mayfield Heights, OH
• 01/2012 → 06/2020
  Securities America Advisors, Inc.
  Mayfield Heights, OH
• 02/2018 → 06/2024
  Cedar Brook Financial Partners, Llc/Dba Cedar Brook Group
  Cleveland, OH
• 04/2021 → 06/2024
  Cadaret, Grant & Co., Inc.
  Cleveland, OH
• 06/2024 → Present
  Ses Llc
  Cleveland, OH
• 06/2024 → Present
  Seia Llc
  Cleveland, OH

Previous Registrations

• 2018-03-01 → 2024-07-01
  Cedar Brook Group
  Cleveland, OH
• 2021-04-07 → 2024-06-17
  Cadaret, Grant & Co., Inc.
  Syracuse, NY
  Cleveland, OH
  Syracuse, NY
  Syracuse, NY
• 2012-01-30 → 2020-07-21
  Securities America Advisors, Inc.
  Mayfield Heights, OH

Other Businesses

1) Co-Chair Northeast Ohio Chapter; WIPN; Is the business investment related: No; Location of the business: 5910 Mineral Point Road Madison WI 53705 USA; Description of the business: WIPN was founded in 2009. It is a network of women at all career levels who represent all segments of the retirement plan industry (recordkeepers, TPAs, DCIOs, RIAs, ERISA attorneys, advisors, and consultants).; Responsibilities Duties: Provide opportunities for WIPN members to network by holding four events a year.; Start date with business: 2024-01-16; Hours per month devoted to business during trading hours: 0; Hours per month devoted to business outside trading hours: 5; Percentage of total yearly compensation expected to be derived from the business: 0; 2) INSURANCE LICENSE - PRODUCER POSITION: Insurance License Holder NATURE: Insurance sales & service. INVESTMENT RELATED: Yes NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 2 START DATE: 6-14-2024 ADDRESS: 5885 Landerbrook Dr., Suite 200, Cleveland OH, 44124, United States DESCRIPTION: Insurance sales and service consistent with financial planning. 3) SEIA LLC POSITION: Partner NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 120 START DATE: 06/14/2024 ADDRESS: 5885 Landerbrook Dr., Suite 200, Cleveland OH, 44124, United States DESCRIPTION: RIA sales & service

Exams

• S63 Uniform Securities Agent State Law Examination
  2004-01-21

Other Names

• Christine Schmidt