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Nuveen Asset Management, LLC CRD 155584
$280B regulatory AUM 25 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
333 West Wacker Drive, Chicago, IL 60606 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2026-04-07 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Nuveen Securities, Llc | Chicago | IL | 06/2025 | Present |
| Walmart | Vaudreuil | 05/2017 | 09/2017 | |
| Kfc | Vaudreuil | 06/2018 | 09/2018 | |
| Reno Depot | Vaudreuil | 05/2019 | 08/2019 | |
| Reno Depot | Vaudreuil | 04/2020 | 08/2020 | |
| Ice 'N' Go | Dorval | 05/2022 | 08/2022 | |
| Lachine Half Marathon | Dorval | 05/2023 | 08/2023 | |
| Nuveen | Charlotte | NC | 06/2024 | 09/2024 |
| Cite Des Jeunes | Vaudreuil-Dorion | 09/2014 | 06/2017 | |
| Kuper Academy | Kirkland | 09/2017 | 09/2019 | |
| Student At Berkshire School | Sheffield | MA | 08/2019 | 06/2021 |
| Colby College | Waterville | ME | 09/2021 | 06/2025 |
| Nuveen Asset Management Llc | Chicago | IL | 06/2025 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2026-04-07 |
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