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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
CT RA APPROVED 2024-09-19
TX RA APPROVED 2024-09-19
RI RA APPROVED 2024-09-18
  • CT RA
    APPROVED
    Since 2024-09-19
  • TX RA
    APPROVED
    Since 2024-09-19
  • RI RA
    APPROVED
    Since 2024-09-18

Branch Locations

3400 Pawtucket Ave Ci Relationship Management, Riverside, RI 02915 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Lincoln RI 05/2024 Present
Unemployed Boston MA 04/2024 05/2024
Northeastern University Boston MA 09/2023 04/2024
Unemployed Boston MA 06/2023 09/2023
Bain Capital Boston MA 01/2023 06/2023
Northeastern University Boston MA 07/2022 01/2023
Spinnaker Capital Boston MA 01/2022 07/2022
Northeastern University Boston MA 06/2021 01/2022
Harvard Management Company Boston MA 01/2021 06/2021
Northeastern University Boston MA 09/2020 01/2021
Advisorassist Remote MA 06/2020 09/2020
Unemployed Boston MA 04/2020 06/2020
Northeastern University Boston MA 01/2020 04/2020
Northeastern University Chelsea 08/2019 01/2020
Law Office Of Frank Prokos Norwood MA 02/2015 08/2019
Sharon High School Sharon MA 09/2015 06/2019
Law Office Of Frank Prokos Norwood MA 09/2023 12/2023
Law Office Of Frank Prokos Norwood MA 07/2022 08/2022
Bank Of America, N.A. Lincoln RI 11/2025 Present
  • 05/2024 → Present
    Lincoln, RI
  • 04/2024 → 05/2024
    Unemployed
    Boston, MA
  • 09/2023 → 04/2024
    Northeastern University
    Boston, MA
  • 06/2023 → 09/2023
    Unemployed
    Boston, MA
  • 01/2023 → 06/2023
    Bain Capital
    Boston, MA
  • 07/2022 → 01/2023
    Northeastern University
    Boston, MA
  • 01/2022 → 07/2022
    Spinnaker Capital
    Boston, MA
  • 06/2021 → 01/2022
    Northeastern University
    Boston, MA
  • 01/2021 → 06/2021
    Harvard Management Company
    Boston, MA
  • 09/2020 → 01/2021
    Northeastern University
    Boston, MA
  • 06/2020 → 09/2020
    Advisorassist
    Remote, MA
  • 04/2020 → 06/2020
    Unemployed
    Boston, MA
  • 01/2020 → 04/2020
    Northeastern University
    Boston, MA
  • 08/2019 → 01/2020
    Northeastern University
    Chelsea
  • 02/2015 → 08/2019
    Law Office Of Frank Prokos
    Norwood, MA
  • 09/2015 → 06/2019
    Sharon High School
    Sharon, MA
  • 09/2023 → 12/2023
    Law Office Of Frank Prokos
    Norwood, MA
  • 07/2022 → 08/2022
    Law Office Of Frank Prokos
    Norwood, MA
  • 11/2025 → Present
    Bank Of America, N.A.
    Lincoln, RI
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-09-17
  • S66 Uniform Combined State Law Examination
    2024-09-17
Other Names
  • Benjamin A Prokos

View on SEC IAPD

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