Thomas J Rauen

One Bryant Park, New York, NY 10036 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2026-04-08
NY	RA	APPROVED	2026-02-28

Branch Locations

One Bryant Park, New York, NY 10036 • UNITED STATES

No disclosure categories reported as “Yes” on this SEC record.

Organization	City	State	From	To
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Buffalo	NY	05/2024	Present
Wayne Central High School	Ontario	NY	06/2015	06/2019
Heintzelman's Bbq Pit	Ontario	NY	10/2016	02/2017
Wegmans	Webster	NY	10/2017	12/2018
Delta Sonic	Webster	NY	12/2018	06/2022
Enterprise Mobility	Tonawanda	NY	05/2022	08/2022
University At Buffalo	Buffalo	NY	08/2019	05/2023
Citigroup	Getzville	NY	07/2023	05/2024
Unemployed	Ontario	NY	06/2023	06/2023
University At Buffalo	Buffalo	NY	10/2022	06/2023

05/2024 → Present

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Buffalo, NY
06/2015 → 06/2019

Wayne Central High School

Ontario, NY
10/2016 → 02/2017

Heintzelman's Bbq Pit

Ontario, NY
10/2017 → 12/2018

Wegmans

Webster, NY
12/2018 → 06/2022

Delta Sonic

Webster, NY
05/2022 → 08/2022

Enterprise Mobility

Tonawanda, NY
08/2019 → 05/2023

University At Buffalo

Buffalo, NY
07/2023 → 05/2024

Citigroup

Getzville, NY
06/2023 → 06/2023

Unemployed

Ontario, NY
10/2022 → 06/2023

University At Buffalo

Buffalo, NY

Code	Exam	Date
S66	Uniform Combined State Law Examination	2026-02-28

Other Firms