Cindy Elizabeth Alexander

Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 11/2014 → Present
  Vlp Financial Advisors
  Vienna, VA
• 08/2016 → Present
  Cetera Wealth Services, Llc
  El Segundo, CA
• 06/2023 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL

Other Businesses

1. Name of other business: VLP Financial Advisors Investment related: Yes Address: Same as Registered Location Nature of business: financial services Start date: 08/2016 Apx number of hours per week: 40 Apx number of hours during trading hours: 40 Brief description of duties: registered administrative assistant 2. NAME OF OTHER BUSINESS: NOTARY PUBLIC; INVESTMENT RELATED: NO ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: NOTARY SERVICES / IDENTITY VERIFICATION; START DATE: 03/2017; POSITION/TITLE/RELATIONSHIP: NOTARY PUBLIC; APX NUMBER OF HOURS PER WEEK: LESS THAN LESS THAN 1; APX NUMBER OF HOURS DURING TRADING HOURS: LESS THAN 1; BRIEF DESCRIPTION OF DUTIES: CONFIRM IDENTITY OF PERSON WHO'S SIGNATURE IS BEING NOTARIZED; 3. NAME OF OTHER BUSINESS: POWER OF ATTORNEY FOR PAUL SHAW: INVESTMENT RELATED: NO; ADDRESS: 10970 HARPERS SQUARE CT RESTON VA 20191; NATURE OF BUSINESS: POWER OF ATTORNEY; START DATE: 2/2018; POSITION/TITLE/RELATIONSHIP: POWER OF ATTORNEY; APX NUMBER OF HOURS PER WEEK: VARIES; APX NUMBER OF HOURS DURING TRADING HOURS: VARIES; BRIEF DESCRIPTION OF DUTIES: RESPONSIBLE FOR PERSONAL, BUSINESS, AND PROPERTY TRANSACTIONS;

Exams

• S66 Uniform Combined State Law Examination
  2018-04-04

Other Names

• Cindy E Shaw
• Cindy Elizabeth Shaw