Best Investors Account Sign in
Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2026-02-03
CT RA APPROVED 2024-10-21
TX RA APPROVED 2024-10-21
  • NC RA
    APPROVED
    Since 2026-02-03
  • CT RA
    APPROVED
    Since 2024-10-21
  • TX RA
    APPROVED
    Since 2024-10-21

Branch Locations

620 S Tryon St, Charlotte, NC 28255 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Framingham MA 05/2024 Present
Train Boston Physical Therapy Wellesley MA 09/2022 05/2024
The Garden Continuum Medfield MA 06/2022 09/2022
Carbonite Boston MA 10/2021 06/2022
Fitchburg State University Fitchburg MA 01/2021 10/2021
Enterprise Holdings Merrimack NH 01/2020 03/2020
Bridgton Academy Bridgton ME 08/2019 01/2020
Really Nice Cuts Derry NH 03/2020 01/2021
Saint Joseph's College Standish ME 09/2015 08/2019
Gnc Holdings Fitchburg MA 08/2021 10/2021
Bank Of America, N.A Framingham MA 06/2024 Present
  • 05/2024 → Present
    Framingham, MA
  • 09/2022 → 05/2024
    Train Boston Physical Therapy
    Wellesley, MA
  • 06/2022 → 09/2022
    The Garden Continuum
    Medfield, MA
  • 10/2021 → 06/2022
    Carbonite
    Boston, MA
  • 01/2021 → 10/2021
    Fitchburg State University
    Fitchburg, MA
  • 01/2020 → 03/2020
    Enterprise Holdings
    Merrimack, NH
  • 08/2019 → 01/2020
    Bridgton Academy
    Bridgton, ME
  • 03/2020 → 01/2021
    Really Nice Cuts
    Derry, NH
  • 09/2015 → 08/2019
    Saint Joseph's College
    Standish, ME
  • 08/2021 → 10/2021
    Gnc Holdings
    Fitchburg, MA
  • 06/2024 → Present
    Bank Of America, N.A
    Framingham, MA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-08-21
  • S66 Uniform Combined State Law Examination
    2024-08-21

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Charlotte, NC

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor