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Diana Carolina Castaneda Cortes

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Kissimmee, FL

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2024-08-28
FL RA APPROVED 2024-08-06
  • TX RA
    APPROVED
    Since 2024-08-28
  • FL RA
    APPROVED
    Since 2024-08-06

Branch Locations

3305 S Orange Blossom Trl, Kissimmee, FL 34746 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Orlando FL 02/2005 Present
Bank Of America, N.A. Orlando FL 07/2024 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-08-02
  • S66 Uniform Combined State Law Examination
    2024-08-02
Other Names
  • Diana C Castaneda

View on SEC IAPD

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Other Offices

EDWARD JONES · KISSIMMEE, FL
STATE FARM INVESTMENT MANAGEMENT CORP. · Kissimmee, FL
J.P. MORGAN SECURITIES LLC · KISSIMMEE, FL
WELLS FARGO CLEARING SERVICES, LLC · KISSIMMEE, FL
FIFTH THIRD SECURITIES, INC. · KISSIMMEE, FL
STATE FARM INVESTMENT MANAGEMENT CORP. · Kissimmee, FL
EDWARD JONES · KISSIMMEE, FL
WELLS FARGO CLEARING SERVICES, LLC · KISSIMMEE, FL

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