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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2024-08-26
VA RA APPROVED 2024-07-27
  • TX RA
    APPROVED
    Since 2024-08-26
  • VA RA
    APPROVED
    Since 2024-07-27

Branch Locations

554 Fort Evans Rd, Leesburg, VA 20176 • United States

43315 Southern Walk Plz, Ashburn, VA 20148 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Vienna VA 03/2008 Present
Bank Of America, N.A. Vienna VA 06/2024 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-07-26
  • S66 Uniform Combined State Law Examination
    2024-07-26

View on SEC IAPD

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