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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2024-10-29 |
| CA | RA | APPROVED | 2024-10-19 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Mill Valley | CA | 08/2019 | Present |
| Graton Resort & Casino | Rohnert Park | CA | 01/2018 | 08/2019 |
| Home Depot | Rohnert Park | CA | 07/2017 | 01/2018 |
| Migrated To Usa | Rohnert Park | CA | 02/2017 | 07/2017 |
| Spark Digital | Auckland | 01/2014 | 02/2017 | |
| Bank Of America, N.A. | Mill Valley | CA | 07/2024 | Present |
I*: 2070281Entity Type: Rental Property Name of OBA: Rental Property 1Address: Redding, CA 96003Investment Related: NoPosition, Title, Association: Co-owner with other family membersEmployee Start Date: 09/20/2023Number of Hours: 60 hrs annuallyNumber of Hours during trading: 0 Duties:
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2024-10-18 |
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