Kevin Findley Mcmillan

Employer firm

Spectrum Financial Resources CRD 127453

$235M regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Selection of other advisers
• CONSULTING SERVICES AND SEMINARS

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 10/2012 → 04/2020
  J.P. Morgan Securities Llc
  Grosse Pointe Farms, MI
• 05/2020 → Present
  United Planners' Financial Services Of America
  Troy, MI
• 06/2020 → Present
  Kevin Findley Mcmillan
  Grosse Pointe Farms, MI
• 06/2020 → Present
  Spectrum Financial Resources Llc
  Grosse Pointe Farms, MI

Previous Registrations

• 2012-10-01 → 2020-04-14
  J.P. Morgan Securities Llc
  Grosse Pointe Farms, MI
• 2006-05-25 → 2012-10-01
  Chase Investment Services Corp.
  Grosse Pointe Farms, MI
• 2002-01-29 → 2003-03-11
  A. G. Edwards & Sons, Inc.
  Bloomfield Hills, MI
  Bloomfield Hills, MI

Other Businesses

1.) SPECTRUM FINANCIAL RESOURCES LLC - FINANCIAL PLANNER - REGISTERED INVESTMENT ADVISOR - GROSSE POINTE FARMS, MI - SINCE 06/2020 - INVESTMENT RELATED 2.) KEVIN FINDLEY MCMILLAN - AGENT - NON-VARIABLE INSURANCE - GROSSE POINTE FARMS, MI - SINCE 06/2020 - INVESTMENT RELATED

Exams

• S65 Uniform Investment Adviser Law Examination
  1999-07-01
• S63 Uniform Securities Agent State Law Examination
  1999-06-18