David Alexander Green

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Educational seminars
CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
FL	RA	APPROVED	2026-03-05
PA	RA	APPROVED	2025-05-13
TX	RA	APPROVED_RES	2025-05-13

FL RA
APPROVED

Since 2026-03-05
PA RA
APPROVED

Since 2025-05-13
TX RA
APPROVED_RES

Since 2025-05-13

Branch Locations

Winter Park, FL • United States

617 #A Swedesford Road, Malvern, PA 19355 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Ameriprise Financial Services, Inc.	Exton	PA	09/2005	03/2020
Ameriprise Financial Services, Llc	Malvern	PA	03/2020	05/2025
Lpl Financial Llc	Malvern	PA	05/2025	Present

09/2005 → 03/2020

Ameriprise Financial Services, Inc.

Exton, PA
03/2020 → 05/2025

Ameriprise Financial Services, Llc

Malvern, PA
05/2025 → Present

Lpl Financial Llc

Malvern, PA

Previous Registrations

2003-10-27 → 2025-05-14

Ameriprise Financial Services, Llc

West Chester, PA

Malvern, PA

West Chester, PA

Other Businesses

1. Start Date: 01/15/2022 - Real Estate Ownership; Commercial - Real Estate Rental - Investment Related - Ocean City NJ 08226 - 1 Hrs/Mth - 0 Hrs During Trading. - Time Spent: 5

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2003-10-02
S63	Uniform Securities Agent State Law Examination	1999-07-09

S65 Uniform Investment Adviser Law Examination

2003-10-02
S63 Uniform Securities Agent State Law Examination

1999-07-09

View on SEC IAPD