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Raymond James & Associates, Inc. CRD 705
$501B regulatory AUM 2,231 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
880 Carillon Parkway, St. Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2025-03-25 |
| FL | RA | APPROVED | 2021-07-20 |
Branch Locations
600 Brickell Avenue, Suite 1875, Miami, FL 33131 • United States
600 Brickell Avenue Suites 1875 And 2250, Miami, FL 33131 • United States
Miami, FL • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Weston | FL | 05/2009 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Weston | FL | 11/2016 | Present |
| Raymond James & Associates, Inc. | Miami | FL | 07/2021 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2012-10-23 |
| S63 | Uniform Securities Agent State Law Examination | 1999-05-18 |
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