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Fifth Third Securities, Inc. CRD 628
$10.9B regulatory AUM
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
34 Fountain Square Plaza Md 1090Xb, Cincinnati, OH 45263 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MI | RA | APPROVED | 2024-11-11 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Fifth Third Bank | Holland | MI | 12/2019 | Present |
| 1983 Restaurants | Holland | MI | 07/2017 | 12/2019 |
| Cityvu Bistro/Citysen Lounge | Holland | MI | 07/2014 | 07/2017 |
| Fifth Third Securities | Holland | MI | 05/2024 | Present |
HairByKristaAnn - 168 James St. #D Holland, MI 49424 - hair solon - stylist - 1 hr/mo (0mkt hrs) - not securities related - will not interfere with duties at firm
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2024-11-11 |
| S63 | Uniform Securities Agent State Law Examination | 2024-08-19 |
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