Brian Douglas Jones

$8.45B regulatory AUM

Reported services (Item 5G)

Portfolio management (individuals)
Portfolio management (institutions)
BNYMSC SPONSORS A WRAP FEE PROGRAM, AND SERVES AS A PORTFOLIO MGR OR MODEL PROVIDER TO THIRD PARTY WRAP PROGRAM SPONSORS.

From the firm’s Form ADV. Read the guides:

240 Greenwich Street 9Th Floor East, New York, NY 10286-0001 • United States

Current Registrations

Authority	Category	Status	Date
NV	RA	APPROVED	2024-09-18
CA	RA	APPROVED	2010-10-12
HI	RA	APPROVED	2010-10-12

Branch Locations

240 Greenwich Street, New York, NY 10286 • United States

No disclosure categories reported as “Yes” on this SEC record.

Organization	City	State	From	To
Mbsc Securities Corporation	New York	NY	10/2010	Present

2010-01-01 → 2010-10-11

Invesco Advisers, Inc.

Atlanta, GA
2006-11-27 → 2010-01-01

Invesco Aim Private Asset Management, Inc.

Houston, TX
1999-12-15 → 2002-11-06

Merrill Lynch, Pierce, Fenner & Smith Incorporated

New York, NY

Code	Exam	Date
S66	Uniform Combined State Law Examination	1999-12-01