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John Kenneth Maddaloni

Rbc Capital Markets, LLC

Boston, MA

Boston, MA

CRD 7926183

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Employer firm

Rbc Capital Markets, LLC CRD 31194

$310B regulatory AUM 1,893 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (pooled vehicles)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2026-07-10
RI RA APPROVED 2026-07-07
  • TX RA
    APPROVED
    Since 2026-07-10
  • RI RA
    APPROVED
    Since 2026-07-07

Branch Locations

Boston, MA • United States

53 State Street Suite 3600, Boston, MA 02109-1875 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Bucknell University Lewisburg PA 08/2021 05/2025
The Haverford School Havertown PA 08/2007 06/2021
Hornor, Townsend, & Kent Llc Wilmington DE 05/2024 01/2026
Rbc Capital Markets, Llc Boston MA 01/2026 Present
  • 08/2021 → 05/2025
    Bucknell University
    Lewisburg, PA
  • 08/2007 → 06/2021
    The Haverford School
    Havertown, PA
  • 05/2024 → 01/2026
    Hornor, Townsend, & Kent Llc
    Wilmington, DE
  • 01/2026 → Present
    Rbc Capital Markets, Llc
    Boston, MA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2026-07-06
  • S66 Uniform Combined State Law Examination
    2026-07-06
Other Names
  • Jake Kenneth Maddaloni

View on SEC IAPD

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