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Mml Investors Services, LLC CRD 10409
$116B regulatory AUM
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1295 State Street, Springfield, MA 01111-0001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| PA | RA | APPROVED | 2024-12-04 |
Branch Locations
30 South 17Th Street Suite 204, Philadelphia, PA 19103 • United States
Sinking Spring, PA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Mml Investors Services, Llc | Philadelphia | PA | 06/2024 | Present |
| Massmutual Life Insurance Company | Philadelphia | PA | 02/2024 | Present |
| U.S. House Of Representatives | Washington, D.C. | DC | 12/2022 | 02/2024 |
| Ben Cline For Congress | Harrisonburg | VA | 06/2022 | 11/2022 |
| Sage Settlement Consulting | Austin | TX | 05/2024 | Present |
| Mister Car Wash | Reading | PA | 01/2016 | 05/2018 |
| U.S House Of Representatives | Roanoke | VA | 06/2022 | 10/2022 |
| James Madison University | Harrisonburg | VA | 08/2018 | 05/2022 |
| Unemployed | Reading | PA | 05/2018 | 08/2018 |
(1) Name: Dylan Audi Inv Rel: Y Add: Residential Address Nature: Outside Insurance Sales Position: Insurance Broker Start Date: 05/01/2024 No Hrs/Mo: 5 No/Hrs Mo dur trading: 2 Describe Duties: Life(term/universal/whole), Disability, Long-term care and Fixed annuities. (2) Name: Sage Settlement Consulting Inv Rel: Y Add: Residential Address Nature: Consulting/Structured Settlements Position: Settlement Advisor Start Date: 05/02/2024 No Hrs/Mo: 80 No/Hrs Mo dur trading: 20 Describe Duties: This activity involves advising individuals who receive personal injury settlements on structured settlements.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2024-11-20 |
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