Monique Garduno

Employer firm

J.p. Morgan Securities LLC CRD 79

$430B regulatory AUM 407,036 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/2017 → Present
  Jpmorgan Chase Bank, N.A.
  San Jose, CA
• 05/2024 → Present
  J.P. Morgan Securities Llc
  San Jose, CA
• 12/2008 → 06/2017
  Wells Fargo
  Santa Clara, CA
• 07/2017 → 08/2017
  Unemployed
  Santa Clara, CA
• 03/2017 → Present
  551 E Saint James St
  St San Jose, CA
• 08/2023 → Present
  1765 Landana Dr
  Concord, CA
• 03/2017 → Present
  553 East Saint James St
  St San Jose, CA

Other Businesses

Entity Name: 551 E Saint James St Investment related: No Address: Private Residence Nature of the other business: Real Estate Position/Title/Relationship: Owner/Partner Start Date: 03/01/2017 Approximate # of hours a week: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: Rental Property Entity Name: 1765 Landana Dr Investment related: No Address: Private Residence Nature of the other business: Real Estate Position/Title/Relationship: Owner/Partner Start Date: 08/15/2023 Approximate # of hours a week: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: Rental property Entity Name: 553 East Saint James St Investment related: No Address: Private Residence Nature of the other business: Real Estate Position/Title/Relationship: Owner/Partner Start Date: 03/01/2017 Approximate # of hours a week: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: Rental Property

Exams

• S66 Uniform Combined State Law Examination
  2026-05-01
• S63 Uniform Securities Agent State Law Examination
  2024-10-04

Other Names

• Monique Garduno
• Monique Maricela Garduno