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Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
VT RA APPROVED 2024-09-25
  • VT RA
    APPROVED
    Since 2024-09-25

Branch Locations

100 Bank St Suite 500, Burlington, VT 05401 • United States

Winooski, VT • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Mml Investors Services, Llc Burlington VT 06/2024 Present
Massmutual Life Insurance Co Burlington VT 05/2024 Present
Akron Cotton Products Inc. Akron OH 11/2023 03/2024
Servpro Of Burlington/ Middlebury Williston VT 07/2015 10/2023
  • 06/2024 → Present
    Burlington, VT
  • 05/2024 → Present
    Massmutual Life Insurance Co
    Burlington, VT
  • 11/2023 → 03/2024
    Akron Cotton Products Inc.
    Akron, OH
  • 07/2015 → 10/2023
    Servpro Of Burlington/ Middlebury
    Williston, VT
Other Businesses

NAME: GREATER BURLINGTON YMCA, INV REL: N, ADD: 298 COLLEGE ST. BURLINGTON, VT, 04501, NATURE: SPIN INSTRUCTOR, POSITION: SPIN INSTRUCTOR, START DATE: 08/04/2026, NO. HR/MO: 8, NO. HR/MO DURING SEC TRADING: 0, DUTIES: TEACH SPIN CLASSES

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-09-06
  • S66 Uniform Combined State Law Examination
    2024-09-06
Other Names
  • Shawn Zwick

View on SEC IAPD

Other Firms

Other Investors

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