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Current Employers
Rbc Securities, Inc

555 South Flower Street 11Th Floor, Los Angeles, CA 90071 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2025-07-25
  • CA RA
    APPROVED
    Since 2025-07-25

Branch Locations

555 South Flower Street 11Th Floor, Los Angeles, CA 90071 • United States

Los Angeles, CA • United States

400 Park Avenue, 8Th Floor, New York, NY 10022 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
California Bank & Trust Irvine CA 06/2023 05/2024
California Bank & Trust Irvine CA 06/2022 08/2022
Uber Driver Long Beach CA 03/2023 07/2023
Staples Long Beach CA 03/2022 06/2022
49Ers Shop Long Beach CA 08/2019 03/2020
Parkside Housing Long Beach CA 05/2021 08/2021
49Ers Shop Long Beach CA 09/2022 12/2022
California State University Long Beach Long Beach CA 08/2019 05/2023
Robert F Kennedy High School Los Angeles CA 01/2014 08/2019
Lpl Financial Los Angeles CA 05/2024 07/2025
California Bank & Trust Los Angeles CA 05/2024 07/2025
City National Securities, Inc. Los Angeles CA 07/2025 Present
  • 06/2023 → 05/2024
    California Bank & Trust
    Irvine, CA
  • 06/2022 → 08/2022
    California Bank & Trust
    Irvine, CA
  • 03/2023 → 07/2023
    Uber Driver
    Long Beach, CA
  • 03/2022 → 06/2022
    Staples
    Long Beach, CA
  • 08/2019 → 03/2020
    49Ers Shop
    Long Beach, CA
  • 05/2021 → 08/2021
    Parkside Housing
    Long Beach, CA
  • 09/2022 → 12/2022
    49Ers Shop
    Long Beach, CA
  • 08/2019 → 05/2023
    California State University Long Beach
    Long Beach, CA
  • 01/2014 → 08/2019
    Robert F Kennedy High School
    Los Angeles, CA
  • 05/2024 → 07/2025
    Lpl Financial
    Los Angeles, CA
  • 05/2024 → 07/2025
    California Bank & Trust
    Los Angeles, CA
  • 07/2025 → Present
    City National Securities, Inc.
    Los Angeles, CA
Previous Registrations
Other Businesses

1) Licensed Notary Public. This is not an investment-related business, and I will not be performing any notary services outside of the bank. I got the license for my job at my old bank. I am disclosing for full transparency. 2) the name of the other business: Fulfillment Fund whether the business is investment-related: non investment-related the address of the other business: 1150 S. Olive Street, Suite 2050, Los Angeles, CA 90015 the nature of the other business: Nonprofit organization your position; title, or relationship with the other business: Volunteer the start date of your relationship: 03/20/2026 the approximate number of hours/month you devote to the other business: 0 the number of hours you devote to the other business during securities trading hours: 0 and briefly describe your duties relating to the other business: I am a volunteer for Fulfillment Fund by being a part of the Young Professionals Network. I'll be engaged in developing my network with other young professionals as well as be a resource for college students on career development and more.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-07-23
  • S66 Uniform Combined State Law Examination
    2024-07-23
Other Names
  • Kyeong Lee
  • Kyeongsu Lee

View on SEC IAPD

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