Best Investors
Account
Sign in
4295 San Felipe Suite 300, Houston, TX 77027 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2025-04-15 |
Branch Locations
4295 San Felipe Suite 300, Houston, TX 77027 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Bartlesville High School | Bartlesville | OK | 08/2014 | 08/2017 |
| The Woodlands High School | The Woodlands | TX | 08/2017 | 07/2018 |
| Texas Army National Guard | Houston | TX | 07/2018 | 07/2024 |
| Lone Star College | Houston | TX | 08/2020 | 07/2023 |
| University Of Houston - Downtown | Houston | TX | 08/2023 | Present |
| Dutch Bros Coffee | Spring | TX | 10/2021 | 12/2023 |
| Symphony Financial Ltd. Co. | Houston | TX | 05/2024 | Present |
| Lpl Financial Llc | Houston | TX | 05/2024 | Present |
1) 01/31/2025 - SYMPHONY FINANCIAL LTD. CO. - DBA for LPL Business (entity for LPL business) - Inv Related - At Reported Business Location(s) - Start date: 05/22/2024 - Hours per month 104/6.35 hrs during Trading - Time Spent 100% 2) 05/15/2025 - Dogwood Capital Advisors - Investment Related - DBA for LPL Business (entity for LPL business) - At Reported Business Location(s) - Start Date:05/15/2025 - 40 Hrs/Mth - 40 Hrs During Trading. 3) 06/11/2025 - Symphony Financial Ltd. Co. - Investment Related - Registered Investment Advisor Hybrid - At Reported Business Location(s) - Start Date:06/03/2025 - 0 Hrs/Mth - 0 Hrs During Trading.I provide administrative support to Symphony Financial Ltd. Co., an independent investment advisor firm. I started this business activity in 6/2025. I expect to spend approximately 1 hours per month on this activity. Please see the advisory firm¿s Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2025-03-26 |
Reach out to this advisor