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Michael Donald Edwards

Symphony Financial, Ltd. Co.

Houston, TX

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Current Employers
Symphony Financial, Ltd. Co.

4295 San Felipe Suite 300, Houston, TX 77027 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-04-15
  • TX RA
    APPROVED
    Since 2025-04-15

Branch Locations

4295 San Felipe Suite 300, Houston, TX 77027 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Bartlesville High School Bartlesville OK 08/2014 08/2017
The Woodlands High School The Woodlands TX 08/2017 07/2018
Texas Army National Guard Houston TX 07/2018 07/2024
Lone Star College Houston TX 08/2020 07/2023
University Of Houston - Downtown Houston TX 08/2023 Present
Dutch Bros Coffee Spring TX 10/2021 12/2023
Symphony Financial Ltd. Co. Houston TX 05/2024 Present
Lpl Financial Llc Houston TX 05/2024 Present
  • 08/2014 → 08/2017
    Bartlesville High School
    Bartlesville, OK
  • 08/2017 → 07/2018
    The Woodlands High School
    The Woodlands, TX
  • 07/2018 → 07/2024
    Texas Army National Guard
    Houston, TX
  • 08/2020 → 07/2023
    Lone Star College
    Houston, TX
  • 08/2023 → Present
    University Of Houston - Downtown
    Houston, TX
  • 10/2021 → 12/2023
    Dutch Bros Coffee
    Spring, TX
  • 05/2024 → Present
    Houston, TX
  • 05/2024 → Present
    Lpl Financial Llc
    Houston, TX
Other Businesses

1) 01/31/2025 - SYMPHONY FINANCIAL LTD. CO. - DBA for LPL Business (entity for LPL business) - Inv Related - At Reported Business Location(s) - Start date: 05/22/2024 - Hours per month 104/6.35 hrs during Trading - Time Spent 100% 2) 05/15/2025 - Dogwood Capital Advisors - Investment Related - DBA for LPL Business (entity for LPL business) - At Reported Business Location(s) - Start Date:05/15/2025 - 40 Hrs/Mth - 40 Hrs During Trading. 3) 06/11/2025 - Symphony Financial Ltd. Co. - Investment Related - Registered Investment Advisor Hybrid - At Reported Business Location(s) - Start Date:06/03/2025 - 0 Hrs/Mth - 0 Hrs During Trading.I provide administrative support to Symphony Financial Ltd. Co., an independent investment advisor firm. I started this business activity in 6/2025. I expect to spend approximately 1 hours per month on this activity. Please see the advisory firm¿s Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-03-26
  • S66 Uniform Combined State Law Examination
    2025-03-26

View on SEC IAPD

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