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Ronald Louis Valpey

Valpey Financial Services LLC

Concord, NH

CRD 3220507

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Employer firm

Valpey Financial Services LLC CRD 154154

$226M regulatory AUM 14 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)

From the firm’s Form ADV. Read the guides:

Current Employers
Valpey Financial Services Llc

100 North Main Street Suite 500, Concord, NH 03301 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2012-04-20
NH RA APPROVED 2010-08-02
  • TX RA
    APPROVED_RES
    Since 2012-04-20
  • NH RA
    APPROVED
    Since 2010-08-02

Branch Locations

100 North Main Street Suite 500, Concord, NH 03301 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Valpey Financial Services, Llc Concord NH 07/2010 Present
Previous Registrations
  • 2002-11-01 → 2010-07-01
    Focus Capital Wealth Management, Inc.
    Bedford, NH
  • 2001-05-04 → 2002-10-30
    Osaic Fs, Inc.
    Bedford, NH
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 1999-06-25
  • S66 Uniform Combined State Law Examination
    1999-06-25
Designations
  • Certified Financial Planner
Other Names
  • Ronald L Valpey

View on SEC IAPD

Nearby Firms

UBS FINANCIAL SERVICES INC.
FOCUS PARTNERS WEALTH, LLC
EDWARD JONES

Nearby Investors

ADAM JOSEPH RUEDIG
WILLIAM DAVIS CHAPIN
PAUL BASIL MAKRIS

Nearby Offices

UBS FINANCIAL SERVICES INC. · CONCORD, NH
FOCUS PARTNERS WEALTH, LLC · Concord, NH
EDWARD JONES · CONCORD, NH

More in Concord, NH

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