Inactive

Ronald Louis Valpey

Valpey Financial Services LLC

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Current Employers

Valpey Financial Services Llc

100 North Main Street Suite 500, Concord, NH 03301 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2012-04-20
NH	RA	APPROVED	2010-08-02

TX RA
APPROVED_RES

Since 2012-04-20
NH RA
APPROVED

Since 2010-08-02

Branch Locations

100 North Main Street Suite 500, Concord, NH 03301 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Valpey Financial Services, Llc	Concord	NH	07/2010	Present

07/2010 → Present

Valpey Financial Services, Llc

Concord, NH

Previous Registrations

2002-11-01 → 2010-07-01

Focus Capital Wealth Management, Inc.

Bedford, NH
2001-05-04 → 2002-10-30

Osaic Fs, Inc.

Bedford, NH

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	1999-06-25

S66 Uniform Combined State Law Examination

1999-06-25

Designations

Other Names

Ronald L Valpey

View on SEC IAPD

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Other Offices

UBS FINANCIAL SERVICES INC. · CONCORD, NH

FOCUS PARTNERS WEALTH, LLC · Concord, NH

EDWARD JONES · CONCORD, NH

MARINER · Concord, NH

MARINER · Concord, NH

BROOKSTONE CAPITAL MANAGEMENT LLC · Concord, NH

RBC CAPITAL MARKETS, LLC · CONCORD, NH

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · Concord, NH

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