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Current Employers
Cambridge Investment Research Advisors, Inc.

1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2025-07-07
  • OH RA
    APPROVED
    Since 2025-07-07

Branch Locations

701 Chillicothe St., Portsmouth, OH 45662 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Cambridge Investment Research, Inc. Fairfield IA 04/2024 Present
Cambridge Investment Research, Inc Fairfield IA 10/2024 Present
Frazie Wealth Management Portsmouth OH 02/2020 10/2024
University Of Rio Grande Rio Grande OH 01/2020 05/2024
Marshall University Huntington WV 08/2019 12/2019
Minford High School Minford OH 08/2015 07/2019
Cambridge Investment Research Advisors, Inc. Fairfield IA 07/2025 Present
  • 04/2024 → Present
    Cambridge Investment Research, Inc.
    Fairfield, IA
  • 10/2024 → Present
    Cambridge Investment Research, Inc
    Fairfield, IA
  • 02/2020 → 10/2024
    Frazie Wealth Management
    Portsmouth, OH
  • 01/2020 → 05/2024
    University Of Rio Grande
    Rio Grande, OH
  • 08/2019 → 12/2019
    Marshall University
    Huntington, WV
  • 08/2015 → 07/2019
    Minford High School
    Minford, OH
  • 07/2025 → Present
    Fairfield, IA
Other Businesses

1) FRAZIE WEALTH MANAGEMENT, 701 CHILLICOTHE ST PORTSMOUTH OH, 10/2024, EMPLOYEE, DBA, INV REL, 160 HR/MO 140 HR/MO TRADING 2) INSURANCE AGENT, 701 CHILLICOTHE ST PORTSMOUTH OH, 10/2024, INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE AGENCIES, INV REL, 80 HR/MO 80 HR/MO TRADING 3) CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF AN RIA, INV REL, 160 HR/MO, 120 HR/MO TRADING, 07/2025

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2025-06-11
S63 Uniform Securities Agent State Law Examination 2025-05-29
  • S65 Uniform Investment Adviser Law Examination
    2025-06-11
  • S63 Uniform Securities Agent State Law Examination
    2025-05-29

View on SEC IAPD

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