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George Bennett Debates

Nuveen Asset Management, LLC

Chicago, IL

CRD 7924036

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Employer firm

Nuveen Asset Management, LLC CRD 155584

$280B regulatory AUM 25 advisory clients

Reported services (Item 5G)

  • Portfolio management (individuals)
  • Portfolio management (investment companies)
  • Portfolio management (pooled vehicles)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Nuveen Asset Management, Llc

333 West Wacker Drive, Chicago, IL 60606 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2024-08-13
  • IL RA
    APPROVED
    Since 2024-08-13

Branch Locations

333 West Wacker Drive, Chicago, IL 60606 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Nuveen Securities, Llc Charlotte NC 07/2024 Present
Nuveen Asset Management Llc Chicago IL 07/2024 Present
Dimensional Fund Advisors Charlotte NC 06/2023 08/2023
Consumers Credit Union Gurnee IL 05/2022 08/2022
Grayslake Park District Grayslake IL 05/2021 07/2021
University Of Dayton Dayton OH 08/2022 05/2024
Hamra Enterprises (Panera Bread) Mundelein IL 08/2018 10/2019
Golfvisions Management Inc. (Village Green Golf Course) Mundelein IL 06/2020 08/2020
Full-Time Education/Unemployed Grayslake IL 07/2014 08/2018
Full-Time Student/Unemployed Grayslake IL 10/2019 06/2020
Doordash San Francisco CA 07/2021 12/2021
Full-Time Student/Unemployed Grayslake IL 08/2020 05/2024
  • 07/2024 → Present
    Nuveen Securities, Llc
    Charlotte, NC
  • 07/2024 → Present
    Chicago, IL
  • 06/2023 → 08/2023
    Dimensional Fund Advisors
    Charlotte, NC
  • 05/2022 → 08/2022
    Consumers Credit Union
    Gurnee, IL
  • 05/2021 → 07/2021
    Grayslake Park District
    Grayslake, IL
  • 08/2022 → 05/2024
    University Of Dayton
    Dayton, OH
  • 08/2018 → 10/2019
    Hamra Enterprises (Panera Bread)
    Mundelein, IL
  • 06/2020 → 08/2020
    Golfvisions Management Inc. (Village Green Golf Course)
    Mundelein, IL
  • 07/2014 → 08/2018
    Full-Time Education/Unemployed
    Grayslake, IL
  • 10/2019 → 06/2020
    Full-Time Student/Unemployed
    Grayslake, IL
  • 07/2021 → 12/2021
    Doordash
    San Francisco, CA
  • 08/2020 → 05/2024
    Full-Time Student/Unemployed
    Grayslake, IL
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-06-10
  • S66 Uniform Combined State Law Examination
    2024-06-10
Other Names
  • George B Debates

View on SEC IAPD

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