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Nuveen Asset Management, LLC CRD 155584
$280B regulatory AUM 25 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
333 West Wacker Drive, Chicago, IL 60606 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2024-08-13 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Nuveen Securities, Llc | Charlotte | NC | 07/2024 | Present |
| Nuveen Asset Management Llc | Chicago | IL | 07/2024 | Present |
| Dimensional Fund Advisors | Charlotte | NC | 06/2023 | 08/2023 |
| Consumers Credit Union | Gurnee | IL | 05/2022 | 08/2022 |
| Grayslake Park District | Grayslake | IL | 05/2021 | 07/2021 |
| University Of Dayton | Dayton | OH | 08/2022 | 05/2024 |
| Hamra Enterprises (Panera Bread) | Mundelein | IL | 08/2018 | 10/2019 |
| Golfvisions Management Inc. (Village Green Golf Course) | Mundelein | IL | 06/2020 | 08/2020 |
| Full-Time Education/Unemployed | Grayslake | IL | 07/2014 | 08/2018 |
| Full-Time Student/Unemployed | Grayslake | IL | 10/2019 | 06/2020 |
| Doordash | San Francisco | CA | 07/2021 | 12/2021 |
| Full-Time Student/Unemployed | Grayslake | IL | 08/2020 | 05/2024 |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2024-06-10 |
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