Best Investors Account Sign in
Current Employers
Hilltop Securities Inc.

717 N. Harwood Street Suite 3400, Dallas, TX 75201 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-12-02
  • TX RA
    APPROVED
    Since 2025-12-02

Branch Locations

717 N. Harwood Street Suite 3400, Dallas, TX 75201 • UNITED STATES

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Hilltop Securities Inc. Dallas TX 06/2025 Present
Hilltop Securities Plano TX 05/2024 07/2024
University Of Oklahoma Norman OK 08/2021 05/2025
Admiral Roofing Norman OK 05/2020 05/2025
Norman Public Schools Norman OK 01/2015 08/2021
  • 06/2025 → Present
    Dallas, TX
  • 05/2024 → 07/2024
    Hilltop Securities
    Plano, TX
  • 08/2021 → 05/2025
    University Of Oklahoma
    Norman, OK
  • 05/2020 → 05/2025
    Admiral Roofing
    Norman, OK
  • 01/2015 → 08/2021
    Norman Public Schools
    Norman, OK
Other Businesses

1] ADMIRAL ROOFING COMPANY, NON-INVESTMENT RELATED, 4017 CLOUCESTER LANE, NORMAN OK 73072, FAMILY OWNED, PART-TIME CREW MEMBER, START DATE 07/25/2026, 15 HRS/MO NON-BUSINESS, 0 HRS/MO TRADING HOURS

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-12-01
  • S66 Uniform Combined State Law Examination
    2025-12-01
Other Names
  • Tripp Pence
  • James E Pence

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Dallas, TX

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor