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14600 Branch St., Omaha, NE 68154 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2026-08-25 |
Branch Locations
14600 Branch St., Omaha, NE 68154 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services, Inc. | New York | NY | 06/2024 | 08/2026 |
| Harrison Llp | Brooklyn | NY | 02/2024 | 06/2024 |
| Husch Blackwell Llp | Los Angeles | CA | 12/2022 | 02/2024 |
| Schwartz And Shapiro Llp | Los Angeles | CA | 03/2020 | 12/2022 |
| Keystone Law Group Pc | Los Angeles | CA | 10/2018 | 03/2020 |
| Ferruzzo And Ferruzzo Llp | Newport Beach | CA | 02/2017 | 10/2018 |
| Pepperdine University Center For Estate And Gift Planning | Malibu | CA | 06/2016 | 12/2016 |
| Pepperdine University Caruso School Of Law | Malibu | CA | 08/2014 | 05/2017 |
| Cwm, Llc Dba Carson Partners | Omaha | NE | 08/2026 | Present |
| Cetera Wealth Services, Llc | El Segundo | CA | 08/2026 | Present |
| Cwm, Llc Dba Carson Group Holdings | Omaha | NE | 08/2026 | Present |
1. NAME OF OTHER BUSINESS: CWM, LLC DBA CARSON PARTNERS INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: SEC REGISTERED INVESTMENT ADVISORY FIRM THAT PROVIDES PORTFOLIO MANAGEMENT, FINANCIAL PLANNING, ESTATE PLANNING, AND ADDITIONAL ADVISORY SERVICES. POSITION/TITLE/RELATIONSHIP: PRIVATE CLIENT SERVICES FINANCIAL PLANNER START DATE: 08/2026 APX NUMBER OF HOURS PER WEEK: 40 APX NUMBER OF HOURS DURING TRADING HOURS: 32.5 BRIEF DESCRIPTION OF DUTIES: OFFER ADVISORY SERVICES TO MY CLIENTS IN MY CAPACITY AS AN ADVISOR. 2. NAME OF OTHER BUSINESS: CWM, LLC DBA CARSON GROUP HOLDINGS INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FINANCIAL SERVICES START DATE: 08/2026 POSITION/TITLE/RELATIONSHIP: PRIVATE CLIENT SERVICES FINANCIAL PLANNER APX NUMBER OF HOURS PER WEEK: 40 APX NUMBER OF HOURS DURING TRADING HOURS: 40 BRIEF DESCRIPTION OF DUTIES: PROVIDE FINANCIAL SERVICES 3. NAME OF OTHER BUSINESS: BEVERLY HILLS BAR ASSOCIATION, TRUSTS AND ESTATES LAW SECTION INVESTMENT RELATED: NO ADDRESS: BEVERLY HILLS, CA NATURE OF BUSINESS: ESTATE SERVICES START DATE: 08/2021 POSITION/TITLE/RELATIONSHIP: CO-CHAIR APX NUMBER OF HOURS PER WEEK: 1 APX NUMBER OF HOURS DURING TRADING HOURS: 0 BRIEF DESCRIPTION OF DUTIES: HELP ORGANIZE WEBINARS FOR THE TRUST AND ESTATES SECTION.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2024-10-31 |
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