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Ameriprise Financial Services, LLC CRD 6363
$660B regulatory AUM 124,349 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2025-10-21 |
| NY | RA | APPROVED | 2025-03-31 |
Branch Locations
1174 Veterans Memorial Hwy, Hauppauge, NY 11788 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Llc | Hauppauge | NY | 06/2024 | Present |
| Sayville Public Schools | Sayville | NY | 09/2014 | 06/2021 |
| Brockport University | Brockport | NY | 07/2021 | 01/2022 |
| Sayville Yacht Club | Bayport | NY | 02/2022 | 08/2022 |
| Binghamton University | Binghamton | NY | 08/2022 | Present |
| Wind Watch Country Club | Hauppauge | NY | 05/2023 | 08/2024 |
Outside Employment; Certainty of the Uncertainty, LLC; Employee of legal entity; Compensation received from an advisor owned entity established to manage the practice.; 1174 Veterans Memorial Highway , , Hauppauge, NY, 11788; Investment-Related; 06/09/2025; 60 hours per month; 60 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2025-03-29 |
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